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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-16
CA RA APPROVED 2013-06-12
  • TX RA
    APPROVED_RES
    Since 2015-01-16
  • CA RA
    APPROVED
    Since 2013-06-12

Branch Locations

16227 Stockdale Hwy, Bakersfield, CA 93314 • United States

2424 Chester Avenue, Bakersfield, CA 93308 • United States

4530 Ming Ave, Bakersfield, CA 93309 • United States

1828 Cecil Avenue Ste A & B, Delano, CA 93215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley Strong Credit Union (Formerly: Kerns Schools Federal Cu) Bakersfield CA 08/2011 Present
Lpl Financial Llc Bakersfield CA 06/2013 Present
  • 08/2011 → Present
    Valley Strong Credit Union (Formerly: Kerns Schools Federal Cu)
    Bakersfield, CA
  • 06/2013 → Present
    Bakersfield, CA
Previous Registrations
  • 2011-08-31 → 2013-06-13
    Cuso Financial Services, L.P.
    Bakersfield, CA
    Bakersfield, CA
    Tehachapi, CA
  • 2011-04-25 → 2011-08-30
    San Antonio, TX
  • 2008-08-04 → 2011-03-07
    San Antonio, TX
  • 2008-01-04 → 2008-07-30
    Woodland Hills, CA
  • 2004-08-17 → 2007-03-28
    Msi Financial Services, Inc.
    Carlsbad, CA
    Bakersfield, CA
    Bakersfield, CA
    Scottsdale, AZ
    Torrance, CA
  • 2003-08-25 → 2004-07-13
    A. G. Edwards & Sons, Inc.
    Bakersfield, CA
Other Businesses

(1) 11/08/2019 - Valley Strong Retirement & Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:2/17/2020 - 160 hrs/mo - 160 hrs during trading. (2) 11/22/2019 - Valley Strong Retirement & Wealth Management Group - DBA for LPL Business (entity for LPL business) - start date:02/17/2020 - 160 hrs/mo - 160 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
  • S66 Uniform Combined State Law Examination
    2003-08-22
Other Names
  • Jim Hussey

View on SEC IAPD

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