Fred Dudley Genge

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-11-03

GA RA
APPROVED

Since 2023-11-03

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisor Group	Atlanta	GA	10/2013	Present
Osaic Wealth, Inc.	Jersey City	NJ	11/2023	Present

10/2013 → Present

Advisor Group

Atlanta, GA
11/2023 → Present

Osaic Wealth, Inc.

Jersey City, NJ

Previous Registrations

2013-10-18 → 2023-11-03

Fsc Securities Corporation

Atlanta, GA

Atlanta, GA
2010-05-19 → 2012-09-19

Ameriprise Financial Services, Llc

Atlanta, GA
2009-10-23 → 2010-02-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kennesaw, GA

Los Angeles, CA
2005-06-13 → 2009-10-23

Banc Of America Investment Services, Inc.

Atlanta, GA

Kennesaw, GA

Los Angeles, CA

Atlanta, GA

Los Angeles, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-10

S66 Uniform Combined State Law Examination

2005-06-10

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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