Ryan Anthony Mumy

Current Employers

Employment History

• 07/2009 → 12/2023
  Capital Investment Group, Inc.
  Raleigh, NC
• 12/2011 → Present
  Mumy Financial Advisors, Llc
  Hickory, NC
• 07/2009 → Present
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 03/2024 → Present
  Sollinda Capital Management Llc
  Miami, FL

Previous Registrations

• 2009-07-02 → 2024-03-28
  Capital Investment Advisory Services, Llc
  Raleigh, NC
  Hickory, NC
• 2009-07-13 → 2012-12-31
  Cic Advisers, Llc
  Raleigh, NC
• 2008-01-01 → 2009-07-06
  Wells Fargo Clearing Services, Llc
  Hickory, NC
  Hickory, NC
• 2005-02-17 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Hickory, NC
  Hickory, NC
  St. Louis, MO

Other Businesses

1. GESTALT, LLC. MEMBER/MANAGER. 200 FIRST AVE NW, STE 303, HICKORY, NC 28601. STARTED 10/2023. ACTIVITY IS NOT INVESTMENT RELATED. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. 2. MUMY FINANCIAL ADVISORS, LLC. PRESIDENT. 200 FIRST AVENUE NW, STE 303 HICKORY, NC 28601. STARTED 12/15/2011. COMPANY FOR INVESTMENT, RETIREMENT PLANNING, ASSET MANAGEMENT, LIFE INSURANCE, ETC. BUSINESSES. ACTIVITY IS INVESTMENT RELATED. 13HRS/MONTH, 9 DURING TRADING HOURS. 3. MUMSKI II, LLC. MEMBER/MANAGER. PO BOX 344 HICKORY, NC 28601. NOT INVESTMENT RELATED. FARMING ACTIVITIES/LAND HOLDING COMPANY. STARTED 3/7/2016. 4 HRS/MONTH, 0 HRS DURING TRADING HRS. 4. CLEAN EATZ COLUMBUS. MINORITY OWNER/INVESTOR. COLUMBUS, OHIO. ROLE IS PASSIVE, OUTSIDE INVESTOR - NO DAY TO DAY ACTIVITIES - FOR RESTAURANT PROVIDING HEALTHY MEAL OPTIONS TO RESIDENTS IN THE COLUMBUS, OH AREA. NOT INVESTMENT RELATED. STARTED 11/2017. 0 HRS/MONTH. 5. NEW BEGINNINGS HICKORY. BOARD MEMBER. 706 MAIN AVE SE, HICKORY, NC 28602. BOARD MEMBER WITH NON-PROFIT. NOT INVESTMENT-RELATED. STARTED 12/2020. 2HRS/MONTH, 0 DURING TRADING HOURS. 6. MERMUM,LLC. MEMBER. FAMILY LLC TO HOLD LAND/FARM. STARTED 9/021. 2855 M&M DRIVE, VALE, NC 28168. NOT INVESTMENT-RELATED. 1 HRS/MONTH, 0 HRS DURING TRADING HRS.2023. ACTIVITY IS INVESTMENT RELATED. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-22

Designations

Other Names

• Ryan Anthony Mumy
• Ryan Anthony Mumy