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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-05
IL RA APPROVED 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2015-01-05
  • IL RA
    APPROVED
    Since 2013-11-18

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 11/2013 Present
Bank Of America, N.A. Swansea IL 12/2013 Present
Previous Registrations
Other Businesses

I*1254277, Entity Type: , Name of OBA: Ainad Shriners, Address: East Saint Louis, Illinois, 62201, Investment Related: Y, Position, Title, Association: Committee, Employee Start Date: 05/01/2023, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: The purpose of the Uniform Units committee that was approved in AIM in 2023 is primarily to raise funds for the Shriners Hospitals, support Shriners activities, and attract new members to the Shriners. We hold fundraisers primarily thru participating in community parades and holding special events like raffles, dinners, golf outings, etc. The additional position I'm requesting is for an advisory committee. This committee meets periodically to discuss the allocation of assets owned by the Ainad Shriners and provides the board with recommendations for the board to consider. This committee is advisory only and has no authority over any assets or accounts. All decisions are made by the board of directors and implemented by the treasurer or other officer of the board. The Ainad Shriners are a fraternal organization with the mission of promoting and providing funds for the global network of Shriners' Hospitals for Children.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
  • S66 Uniform Combined State Law Examination
    2003-07-11
Other Names
  • Tim Warner

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