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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2018 | 12/2018 |
| Zahn & Zahn, Inc. | Long Beach | CA | 08/2018 | Present |
| Zahn & Zahn Inc. | Long Beach | CA | 04/2006 | 08/2018 |
| Dr. Detail | Long Beach | CA | 03/2018 | 06/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2020 | Present |
1) NAME OF OTHER BUSINESS: ZAHN & ZAHN INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE / OFFICE MANAGER; START DATE: 08/2018 ; APX NUMBER OF HOURS PER WEEK: 32 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES. STREAMLINE, COORDINATE & IMPLEMENT OFFICE PROCEDURES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-18 |
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