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320 Post Road Suite 230, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-01-04 |
Branch Locations
320 Post Road Suite 230, Darien, CT 06820 • United States
777 Post Road 2Nd Floor, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 02/2013 | Present |
| Sprott Asset Management Usa, Inc. | Darien | CT | 01/2020 | Present |
MILES FRANKLIN LTD, 801 TWELVE OAKS CENTER DRIVE STE: 834, WAYZATA, MN 55391; PRECIOUS METALS DEALER; INVESTMENT RELATED; START DATE: 3/1/2013; COMPENSATION: COMMISSION ON SALES; NATURE: SUPPLEMENTAL OFFERING TO SPROTT GLOBAL'S CLIENTS; ENGAGEMENT: 2 HOURS PER WEEK. SPROTT ASSET MANAGEMENT USA INC., INVESTMENT RELATED, WHOLLY OWNED SUBSIDIARY OF SPROTT U.S. HOLDINGS, INC. 1910 PALOMAR POINT WAY STE 200, CARLSBAD, CA 92008; CORPORATION; TYPE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; ROLE AND DUTIES: INVESTMENT ADVISOR REP; AMOUNT OF TIME DEVOTED: 80 PER MONTH; START DATE: 10/12/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-14 |
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