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Anthony John Bevilaqua

Sprott Asset Management Usa Inc.

Darien, CT

Darien, CT

CRD 4670542

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Employer firm

Sprott Asset Management Usa Inc. CRD 139022

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-04
  • CT RA
    APPROVED
    Since 2019-01-04

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

777 Post Road 2Nd Floor, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments Ltd. Carlsbad CA 02/2013 Present
Sprott Asset Management Usa, Inc. Darien CT 01/2020 Present
Previous Registrations
Other Businesses

MILES FRANKLIN LTD, 801 TWELVE OAKS CENTER DRIVE STE: 834, WAYZATA, MN 55391; PRECIOUS METALS DEALER; INVESTMENT RELATED; START DATE: 3/1/2013; COMPENSATION: COMMISSION ON SALES; NATURE: SUPPLEMENTAL OFFERING TO SPROTT GLOBAL'S CLIENTS; ENGAGEMENT: 2 HOURS PER WEEK. SPROTT ASSET MANAGEMENT USA INC., INVESTMENT RELATED, WHOLLY OWNED SUBSIDIARY OF SPROTT U.S. HOLDINGS, INC. 1910 PALOMAR POINT WAY STE 200, CARLSBAD, CA 92008; CORPORATION; TYPE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; ROLE AND DUTIES: INVESTMENT ADVISOR REP; AMOUNT OF TIME DEVOTED: 80 PER MONTH; START DATE: 10/12/2015

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-12
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S65 Uniform Investment Adviser Law Examination
    2015-10-12
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14

View on SEC IAPD

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