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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-27 |
| CA | RA | APPROVED | 2021-09-24 |
Branch Locations
1096 Coast Village Rd, Santa Barbara, CA 93108 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 11/2014 | Present |
| Coastal Byproducts | Oxnard | CA | 04/2012 | Present |
For profit or not for profit: for Profit Name of outside business organization: Coastal Byproducts Investment related: No. Address of business (City and State Only): Oxnard, CA Nature of business: Waste Recycling company and grease trap services. Position, title, association office assistant Start date of relationship: April 2008 to present Number of hours devoted: 250 to 500 hours a year Number of hours devoted during trading hours: 0 Duties: Basic office duties and operational support. I*407324, Entity Type: Entity For Profit, Name of OBA: Coastal Byproducts inc, Address: Santa Barbara, California 93108, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/30/2020, No Hours: 600, No Hours during trading: 0, Duties: This is a waste management company who will use my help with office support when they have needs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-06 |
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