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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-07
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2015-07-01
TX RA APPROVED 2015-06-26
  • TN RA
    APPROVED
    Since 2025-11-07
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2015-07-01
  • TX RA
    APPROVED
    Since 2015-06-26

Branch Locations

6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-07-07
    Barclays Capital Inc.
    New York, NY
  • 2005-11-09 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-03
  • S66 Uniform Combined State Law Examination
    2005-02-03

View on SEC IAPD

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