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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bremer Bank | St. Paul | MN | 01/2011 | 04/2019 |
| Raymond James Financial Services,Inc | St. Paul | MN | 12/2012 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | St. Paul | MN | 01/2013 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Minneapolis | MN | 04/2019 | Present |
| J.P. Morgan Securities Llc | Minneapolis | MN | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-29 |
| S66 | Uniform Combined State Law Examination | 2004-04-20 |
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