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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
Branch Locations
600 West Broadway Suite 2800, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Chula Vista | CA | 10/2023 | 01/2025 |
| U.S. Bank | Chula Vista | CA | 10/2023 | 01/2025 |
| Unemployed | Chula Vista | CA | 11/2022 | 10/2023 |
| First Citizens Bank | San Diego | CA | 03/2015 | 11/2022 |
| Ubs Financial Services, Inc | San Diego | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-28 |
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