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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
MO RA APPROVED 2003-11-20
KS RA APPROVED 2003-11-19
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • MO RA
    APPROVED
    Since 2003-11-20
  • KS RA
    APPROVED
    Since 2003-11-19

Branch Locations

3220 Mesa Way Ste D, Lawrence, KS 66049 • United States

1825 Fawn St, Salina, KS 67401 • United States

Berryton, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawrence KS 08/2005 03/2020
Ameriprise Financial Services, Llc Lawrence KS 03/2020 Present
Other Businesses

Business Ownership; DUXNBUX; This will be an LLC with sole intention of holding real estate property.; Commercial real estate holding; 1165 E 251st Diagonal Rd., , Berryton, KS, 66409; Not Investment-Related; 11/23/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Solomon Properties, LLC; It is an 140 acre farm that I use for recreation.; Solomon Properties LLC owns a small 140 acre farm; 1165 E 251st Diagonal Road, , Berryton, KS, 66409; Not Investment-Related; 07/01/2010; 1 to 9 hours per month; 0 during trading hours / SRS Enterprise, Inc.; SRS Enterprise, Inc. is an S Corp that is used to pay all of my overhead expenses.; SRS Enterprise, Inc. is an S Corp that is used to pay all of my overhead expenses.; 3220 Mesa Way Ste. D, , Lawrence, KS, 66049; Not Investment-Related; 06/13/2019; 60 hours per month; 60 during trading hours. Board of Directors; Corpus Christi Catholic Church Endowment Committee; Board Member; 6001 Bob Billings, , Lawrence, KS, 66049; Not Investment-Related; 04/28/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Capital Campaign Cabinet; Member; 6001 Bob Billings, , Lawrence, KS, 66049; Not Investment-Related; 08/24/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SRS Enterprise, Inc.; CEO (sole owner) - SRS Enterprise, Inc. is the legal entity for the practice, and is established as an S-Corp. I receive officer's salary, facilitated by Employshare, from the S-Corp entity.; ; 3220 Mesa Way Ste. D, , Lawrence, KS, 66049; Not Investment-Related; 08/16/2017; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-18
  • S66 Uniform Combined State Law Examination
    2003-11-18
Other Names
  • Scott Richard Solomon
  • Scott Richard Solomon

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