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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-10-11
TX RA APPROVED 2017-10-09
  • GA RA
    APPROVED
    Since 2017-10-11
  • TX RA
    APPROVED
    Since 2017-10-09

Branch Locations

4482 Commerce Drive, Ste. 107, Buford, GA 30518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ccf Investments, Inc. Greensboro GA 01/2009 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 10/2017
Capital Choice Financial Services Greensboro GA 01/2009 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 01/2009 → 06/2017
    Ccf Investments, Inc.
    Greensboro, GA
  • 06/2017 → 10/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 01/2009 → Present
    Capital Choice Financial Services
    Greensboro, GA
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-07-28 → 2017-10-11
    Ameritas Investment Company, Llc
    Greensboro, GA
    Roswell, GA
    Louisville, KY
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 3725 LAWRENCEVILLE SUWANEE RD STE B1, SUWANEE, GA, 12/2002 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. FEDERAL PENSION AND RETIREMENT ADVISORS, LLC, 4482 COMMERCE DR, SUITE 107, BUFORD GA 30518, 04/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 40 HR/MO - 40 HR/MO TRADING. 4. SMARTPRO FINANCIAL, 4482 Commerce Dr, Suite 107, Buford GA 30518, United States, 10/2017, Investment Advisor Representative, DBA Name, NIR, 100 HR/MO - 100 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-25
S63 Uniform Securities Agent State Law Examination 2003-07-28
  • S65 Uniform Investment Adviser Law Examination
    2017-07-25
  • S63 Uniform Securities Agent State Law Examination
    2003-07-28
Designations

View on SEC IAPD

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