Best Investors Account Sign in

Adil Ramzan Ali

Charles Schwab & Co., Inc.

Buford, GA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-31
  • GA RA
    APPROVED
    Since 2019-10-31

Branch Locations

3264 Buford Drive Suite 80, Buford, GA 30519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Smyrna GA 09/2002 03/2018
Charles Schwab & Co., Inc. Buford GA 10/2019 Present
Synovous Bank Roswell GA 09/2018 10/2019
Unemployed Alanta GA 04/2018 08/2018
  • 09/2002 → 03/2018
    Scottrade, Inc
    Smyrna, GA
  • 10/2019 → Present
    Charles Schwab & Co., Inc.
    Buford, GA
  • 09/2018 → 10/2019
    Synovous Bank
    Roswell, GA
  • 04/2018 → 08/2018
    Unemployed
    Alanta, GA
Previous Registrations
  • 2017-12-12 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
S63 Uniform Securities Agent State Law Examination 2006-04-06
  • S66 Uniform Combined State Law Examination
    2017-09-25
  • S63 Uniform Securities Agent State Law Examination
    2006-04-06
Other Names
  • Adil R Ali

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
LEGACITREE WEALTH MANAGEMENT, LLC
PARAMOUNT INVESTMENT ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
POLARIS ASSET MANAGEMENT, LLC
EDWARD JONES

Other Investors

STEVEN ROBERT SCHWARTZ
JOEL TERRELL SWAIM
TIMOTHY D RINE
CORY LANE ROBINSON
Michael Joseph Sheen
Jesus E Huallanca
MAIRA CANO
HIEU TRUNG NGUYEN

Other Offices

LPL FINANCIAL LLC · BUFORD, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BUFORD, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
LEGACITREE WEALTH MANAGEMENT, LLC · BUFORD, GA
PARAMOUNT INVESTMENT ADVISORS · BUFORD, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Buford, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
POLARIS ASSET MANAGEMENT, LLC · SUGAR HILL, GA

More in Buford, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor