Steven Robert Schwartz

Current Employers

Employment History

• 10/2013 → 01/2018
  Invest Financial Corp.
  Tampa, FL
• 01/2018 → 07/2021
  Ameriprise Financial Services Inc
  Suwanee, GA
• 07/2021 → Present
  Lpl Financial
  Lawrenceville, GA

Previous Registrations

• 2018-01-02 → 2021-08-10
  Ameriprise Financial Services, Llc
  Suwanee, GA
• 2015-09-02 → 2018-01-09
  Invest Financial Corporation
  Duluth, GA
• 2007-08-08 → 2010-09-01
  Edward Jones
  Braselton, GA
  St Louis, MO

Other Businesses

1) 07/23/2021 - Guidance Wealth Management - Guidance Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2021 2) 07/06/2021 - MAGID - part time employee; Stock Safety Product Vending Machine - Non-Inv Rel - Romeoville, IL - Start: 08/2016 - 20 Hr/Mth 3) 10/13/2023 - White Oak Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 160 Hours Per Month/ 8 Hours During Trading 4) 10/15/2024 - Total Count Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 08/13/2024 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-08-31
• S63 Uniform Securities Agent State Law Examination
  2006-05-26