Joel Terrell Swaim

Current Employers

Employment History

• 09/2007 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Buford, GA

Previous Registrations

• 2007-09-12 → 2018-02-14
  Invest Financial Corporation
  Hartwell, GA
  Smyrna, GA
  Suwanee, GA
  Buford, GA
  Appleton, WI
  Duluth, GA
  Appleton, WI
• 2006-06-16 → 2007-08-31
  Investment Professionals, Inc.
  Duluth, GA
  Duluth, GA
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. 02/14/2018 - COMMUNITY WEALTH MANAGEMENT - Not Investment Related - 2775 BUFORD HWY DULUTH GA 30096 - Business Entity For Tax/Investment Purposes Only - S Corp - Start Date 8/1/2009 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/2/2018 - White Oak Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2018 - 40 Hours Per Month/8 Hours During Securities Trading. 3. 10/19/2018 - S&R Property Holdings LLC - Investment Related - 2675 Mall of Ga Boulevard Suite 600, Buford GA 30519 - Real Estate Rental - Start Date: 10/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 6/22/2021 - Oconee State Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2021 - 10 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-17
• S63 Uniform Securities Agent State Law Examination
  1997-12-13

Other Names

• Terry Swaim
• Joel T Swaim