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Michael Joseph Sheen

Charles Schwab & Co., Inc.

Buford, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-25
  • GA RA
    APPROVED
    Since 2024-01-25

Branch Locations

3264 Buford Drive Suite 80, Buford, GA 30519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Buford GA 10/2022 Present
Itential Atlanta GA 05/2022 08/2022
Priority Technology Holdings Alpharetta GA 10/2021 05/2022
Corida Insurance Boynton Beach FL 04/2021 07/2021
Priority Tech Holdings Alpharetta GA 11/2018 09/2020
Racetrac Petroleum Dawsonville GA 08/2014 11/2018
N/A Cumming GA 09/2020 04/2021
  • 10/2022 → Present
    Charles Schwab & Co, Inc
    Buford, GA
  • 05/2022 → 08/2022
    Itential
    Atlanta, GA
  • 10/2021 → 05/2022
    Priority Technology Holdings
    Alpharetta, GA
  • 04/2021 → 07/2021
    Corida Insurance
    Boynton Beach, FL
  • 11/2018 → 09/2020
    Priority Tech Holdings
    Alpharetta, GA
  • 08/2014 → 11/2018
    Racetrac Petroleum
    Dawsonville, GA
  • 09/2020 → 04/2021
    N/A
    Cumming, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-22
S63 Uniform Securities Agent State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2024-01-22
  • S63 Uniform Securities Agent State Law Examination
    2023-10-02
Other Names
  • Michael Sheen

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
LEGACITREE WEALTH MANAGEMENT, LLC
PARAMOUNT INVESTMENT ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
POLARIS ASSET MANAGEMENT, LLC
EDWARD JONES

Other Investors

STEVEN ROBERT SCHWARTZ
JOEL TERRELL SWAIM
TIMOTHY D RINE
CORY LANE ROBINSON
Adil Ramzan Ali
Jesus E Huallanca
MAIRA CANO
HIEU TRUNG NGUYEN

Other Offices

LPL FINANCIAL LLC · BUFORD, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BUFORD, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
LEGACITREE WEALTH MANAGEMENT, LLC · BUFORD, GA
PARAMOUNT INVESTMENT ADVISORS · BUFORD, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Buford, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Buford, GA
POLARIS ASSET MANAGEMENT, LLC · SUGAR HILL, GA

More in Buford, GA

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