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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-06-23 |
Branch Locations
1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 06/2007 | 06/2017 |
| Raymond James And Associates | Honolulu | HI | 06/2017 | Present |
1)GREGG MATSUURA / COMMERCIAL FISHING LICENSE / 6485A HAWAII KAI DRIVE HONOLULU, HI 96825 / FISHING; FOR CATCHING MORE THAN 5 DEEP 7 BOTTOM FISH AND SELL SOME FISH. / START DATE 09/01/2010 - /NO POTENTIAL DEALINGS WITH RAYMOND JAMES/ 8 HRS PER MONTH. 2? Gregg Matsuura Trust and Charmaine Matsuura Trust Tenants in the Entirety Address: Honolulu, HI Nature of the Business: Rental Real Estate Position/Title: Proprietor/Owner Investment Related:No Start Date: 09/06/2017 Hours per month devoted to this business: 16 Hours per month devoted to this business during trading hours: 0 Description of duties: Property Management and maintenance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-28 |
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