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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-08-29
  • PA RA
    APPROVED
    Since 2011-08-29

Branch Locations

5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States

Plymouth Mtng, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth Meeting PA 05/2005 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Ashford Wealth Advisors, LLC; Employee; Manage advisory business; 5 East Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 12/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2003-07-25
Other Names
  • Leslie Dawn Vandiviere
  • Leslie Vandiviere Gimbol

View on SEC IAPD

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