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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-15
GA RA APPROVED 2022-08-23
  • FL RA
    APPROVED
    Since 2022-09-15
  • GA RA
    APPROVED
    Since 2022-08-23

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

605 2Nd Street West, Tifton, GA 31794 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Consultants Network Adel GA 10/2013 05/2020
Gwn Securities, Inc. Palm Beach Gardens FL 02/2017 05/2020
Cape Securities, Inc. Mcdonough GA 05/2020 08/2022
Kovack Securities, Inc. Fort Lauderdale FL 08/2022 Present
Kovack Advisors, Inc. Fort Lauderdale FL 08/2022 Present
  • 10/2013 → 05/2020
    Retirement Consultants Network
    Adel, GA
  • 02/2017 → 05/2020
    Palm Beach Gardens, FL
  • 05/2020 → 08/2022
    Cape Securities, Inc.
    Mcdonough, GA
  • 08/2022 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 08/2022 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) DBA -DEES WEALTH MANAGEMENT - 605 2ND STREET WEST, TIFTON, GA 31794; INVESTMENT RELATED; VARIABLE ANNUITIES, STOCK ANNUITIES AND MUTUAL FUNDS; FINANCIAL ADVISOR; 90% OF TIME SPENT. 2) DBA - INDEPENDENT RETIREMENT PROFESSIONALS OF TIFTON - 605 2ND STREET WEST, TIFTON, GA 31794; INVESTMENT RELATED; SELLING FIXED LIFE AND FIXED ANNUITIES; BRANCH OWNER/PRESIDENT; 10% OF TIME SPENT. 3) GENERATIONS INVESTMENTS OF TIFTON - 303 PITTS AVENUE, ADEL, GA 31620; INVESTMENT RELATED; S CORP TAX PAPERS; PRESIDENT; 1% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-12
S63 Uniform Securities Agent State Law Examination 2015-02-20
  • S66 Uniform Combined State Law Examination
    2019-09-12
  • S63 Uniform Securities Agent State Law Examination
    2015-02-20

View on SEC IAPD

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