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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Bloomington | MN | 10/2003 | 03/2017 |
| Mml Investors Services, Llc | Minneapolis | MN | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Minneapolis | MN | 07/2016 | Present |
(1)Name: ROYA, LLC Inv rel: Y Add: 100 S. 5th St. Suite 2300 Minneapolis, MN 55402 Nature: Life, health, short term and long term DI, dental and vision insurance sales Position: Agent Start date: 09/01/2017 No. HR/MO: 20 No. HR/MO during sec trading: 20 (2)Name: Roya Moltaji Inv Rel: Y Add: 7610 York Ave S # 3301 Edina MN 55435 Nature: Real Estate Position: Ownership Start Date: 11/01/2012 No Hrs/Mo:1 No Hrs/Mo Dur Trading: 0 (3)Name: Roya Moltaji Inv rel: Y Add: 638 Bates Ave, St. Paul MN 55106 Nature: Simple Rental Property Position: Co-Owner Start date: 7/1/2020 No. HR/MO: 2. No. HR/MO during sec trading: 0 (4)Name: ROYA Investments LLC Inv rel: Y Add: 100 S. Fifth Street, Suite 2300, Minneapolis, MN 55402 Nature: LLC for direct deposit of compensation from advisory business Position: Owner Start date: 04/15/2023 No. HR/MO: 1. No. HR/MO during sec trading: 0 (5)Name: Roya Moltaji Inv rel: N Add: At Residential Address Nature: Board Service Position: Co-chair of Capital Campaign Start date: 03/01/2024 No. HR/MO: 5 No. HR/MO during sec trading: .5 Duties: Lead/facilitate meetings with the capital campaign committee, join the Executive Director on asks and other meetings with donors, be a face to the campaign. (6)Name: Roya Moltaji Inv rel: Y Add: At Residential Address Nature: Board Service Position: Finance Committee Member Start date: 08/01/2024 No. HR/MO: 2 No. HR/MO during sec trading: 0 Duties: Advising on the internal financial strategy of the foundation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-12-03 |
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