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3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-10-27 |
| CA | RA | APPROVED | 2018-10-12 |
Branch Locations
3215 Encinal Avenue, Suite L, Alameda, CA 94501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, L.P. | Orange | CA | 01/2018 | 04/2024 |
| Unemployed | Rodeo | CA | 09/2017 | 12/2017 |
| Bcn Financial, Inc. | Alameda | CA | 12/2017 | Present |
| City Of Oakland | Oakland | CA | 06/2006 | 09/2017 |
| Lpl Financial Llc | Alameda | CA | 04/2024 | Present |
(1) 04/17/2024 - Non Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 1/1/2018 - 150 Hours Per Month/ 6 Hours During Trading (2) 04/17/2024 - Notary License - Notary - Investment Related - At Reported Business Location(s) - Start Date 01/01/2018 - 150 Hours Per Month/ 6 Hours During Trading (3) 04/17/2024 - BCN Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2018 - 150 Hours Per Month/ 6 Hours During Trading (4) 04/24/2024 - BCN Financial, Inc - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2018 - 150 Hours per Month/ 6 Hours During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
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