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Neil S. Nakamura

Wells Fargo Clearing Services, LLC

Honolulu, HI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-22
HI RA APPROVED 2010-01-22
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • HI RA
    APPROVED
    Since 2010-01-22

Branch Locations

1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Honolulu HI 01/2010 11/2016
Wells Fargo Clearing Services, Llc Honolulu HI 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-01-28
    Morgan Stanley
    Honolulu, HI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Honolulu, HI
  • 2003-07-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Honolulu, HI
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2003-07-25

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI
KINGSWOOD WEALTH ADVISORS, LLC · Hololulu, HI

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