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John F Sofranko

Ubs Financial Services Inc.

Sewickley, PA

Sewickley, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-08-29
TX RA APPROVED_RES 2012-03-27
  • PA RA
    APPROVED
    Since 2012-08-29
  • TX RA
    APPROVED_RES
    Since 2012-03-27

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Sewickley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pittsburgh PA 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-21
S63 Uniform Securities Agent State Law Examination 2003-09-29
  • S66 Uniform Combined State Law Examination
    2005-06-21
  • S63 Uniform Securities Agent State Law Examination
    2003-09-29
Other Names
  • Jay Sofranko
  • John Sofranko

View on SEC IAPD

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JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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