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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-05-31 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
2829 Wehrle Drive Suite 5B, Williamsville, NY 14221 • United States
Nobleboro, ME • United States
Depew, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Harbor Financial Management | Williamsville | NY | 08/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2013 | Present |
1. FIXED INSURANCE SALES, AT BRANCH LOCATION, INVESTMENT RELATED 2. NEW HARBOR GROUP, INC. - SOLE OWNER OF A PRIVATE ENTITY FOR SECURITIES BUSINESS; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-01 |
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