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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-20
KY RA APPROVED 2014-03-31
  • TX RA
    APPROVED
    Since 2016-01-20
  • KY RA
    APPROVED
    Since 2014-03-31

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lexington KY 06/2008 Present
Keystone Financial Group, Llc Lexington KY 12/2013 Present
Previous Registrations
Other Businesses

(1) 4/21/2010: KEYSTONE PROPERTIES - INVESTMENT RELATED - LEXINGTON, KY - REAL ESTATE RENTAL - 1 PROPERTY. (2) 10/22/2013: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (3) 4/25/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 50% OF TIME SPENT - OFFER FINANCIAL PLANS FOR EITHER HOURLY OR FIXED FEES. (4) 5/12/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - SELLING PRENEEDS INSURANCE POLICIES. (5) 9/15/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 04/01/2014 - 120 HOURS PER MONTH DURING SECURITIES TRADING - OFFER FINANCIAL PLANS FOR EITHER HOURLY OR FIXED FEES. (6) 6/24/2015: TOBIN R. JENKINS INC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 06/04/2008 - 160 HOURS PER MONTH DURING SECURITIES TRADING - FEES/COMMISSION. (7) 2/20/2019 - No Business Name - Investment Related - Blue River CO 80424 & Breckenridge, CO - Real Estate Rental - Started 01/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading - Short term rental of personal property. (8) 08/31/2021 - No Business Name - Investment Related - Dillon, CO 80435 - Real Estate Rental - Start Date: 09/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (9) 01/17/2025- Harris Federal Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 20 hours per month/ during trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-20
S63 Uniform Securities Agent State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2006-12-20
  • S63 Uniform Securities Agent State Law Examination
    2003-06-19
Designations
Other Names
  • Toby Ray Jenkins

View on SEC IAPD

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