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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-20 |
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 06/2008 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 12/2013 | Present |
(1) 4/21/2010: KEYSTONE PROPERTIES - INVESTMENT RELATED - LEXINGTON, KY - REAL ESTATE RENTAL - 1 PROPERTY. (2) 10/22/2013: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (3) 4/25/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 50% OF TIME SPENT - OFFER FINANCIAL PLANS FOR EITHER HOURLY OR FIXED FEES. (4) 5/12/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - SELLING PRENEEDS INSURANCE POLICIES. (5) 9/15/2014: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 04/01/2014 - 120 HOURS PER MONTH DURING SECURITIES TRADING - OFFER FINANCIAL PLANS FOR EITHER HOURLY OR FIXED FEES. (6) 6/24/2015: TOBIN R. JENKINS INC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 06/04/2008 - 160 HOURS PER MONTH DURING SECURITIES TRADING - FEES/COMMISSION. (7) 2/20/2019 - No Business Name - Investment Related - Blue River CO 80424 & Breckenridge, CO - Real Estate Rental - Started 01/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading - Short term rental of personal property. (8) 08/31/2021 - No Business Name - Investment Related - Dillon, CO 80435 - Real Estate Rental - Start Date: 09/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (9) 01/17/2025- Harris Federal Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 20 hours per month/ during trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-19 |
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