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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-04-15
MA RA APPROVED 2025-04-03
ID RA APPROVED 2023-10-12
CT RA APPROVED 2022-04-05
WA RA APPROVED 2021-10-13
VA RA APPROVED 2020-03-11
IL RA APPROVED 2018-12-05
OR RA APPROVED 2017-01-09
CA RA APPROVED 2010-04-01
  • IN RA
    APPROVED
    Since 2025-04-15
  • MA RA
    APPROVED
    Since 2025-04-03
  • ID RA
    APPROVED
    Since 2023-10-12
  • CT RA
    APPROVED
    Since 2022-04-05
  • WA RA
    APPROVED
    Since 2021-10-13
  • VA RA
    APPROVED
    Since 2020-03-11
  • IL RA
    APPROVED
    Since 2018-12-05
  • OR RA
    APPROVED
    Since 2017-01-09
  • CA RA
    APPROVED
    Since 2010-04-01

Branch Locations

530 Technology Drive Suite #100, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Anaheim CA 04/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-04-12
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 2003-08-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

WALTZ AND KING, NON-INVESTMENT RELATED, 4000 BARRANCA PARKWAY, SUITE #250, IRVINE, CA 92604, DBA, PARTNERSHIP, FINANCIAL PLANNER, DEVOTED TIME IS 20 HRS A MONTH, CERTIFIED FINANCIAL PLANNER, SINCE 5/9/2016. DBA THE KFK GROUP, OWNER/FOUNDER, SINCE 1/13/2012, 8 SUNNYVALE, IRVINE, CA 92602, BRANDING PURPOSES ONLY, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-11
  • S66 Uniform Combined State Law Examination
    2003-06-11
Designations
Other Names
  • Kate Marin Fox

View on SEC IAPD

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