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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-07 |
| TN | RA | APPROVED | 2022-08-23 |
| TX | RA | APPROVED | 2022-08-23 |
Branch Locations
6000 Poplar Ave Suite 201, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 02/2009 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1. C & W Farms; Non investment related; 421 Campground Road Ash Flat, Arkansas; Hinting campground; President; start date 1987; 1 hr/month devoted none during securities trading hrs. 2. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-30 |
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