Best Investors Account Sign in

Carlos Javier Aviles

J.P. Morgan Securities LLC

Southport, CT

Madison, CT

Columbus, OH

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-05
NJ RA APPROVED 2026-06-04
OH RA APPROVED 2026-06-04
CT RA APPROVED 2022-10-25
TX RA APPROVED 2022-10-25
  • NY RA
    APPROVED
    Since 2026-06-05
  • NJ RA
    APPROVED
    Since 2026-06-04
  • OH RA
    APPROVED
    Since 2026-06-04
  • CT RA
    APPROVED
    Since 2022-10-25
  • TX RA
    APPROVED
    Since 2022-10-25

Branch Locations

292 Pequot Avenue Floor 2, Southport, CT 06890 • United States

634 Boston Post Road Floor 2, Madison, CT 06443 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Haven CT 03/2007 09/2022
J.P. Morgan Securities Llc Southport CT 09/2022 Present
Board Of Selectmen, Town Of Woodbridge, Ct Woodbridge CT 05/2023 11/2023
  • 03/2007 → 09/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Haven, CT
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    Southport, CT
  • 05/2023 → 11/2023
    Board Of Selectmen, Town Of Woodbridge, Ct
    Woodbridge, CT
Previous Registrations
  • 2007-03-20 → 2022-09-28
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Pittsburgh, PA
    Marietta, OH
    Bridgeport, WV
    Marietta, OH
    Pittsburgh, PA
    Pittsburgh, PA
    Beaver, PA
    Cranberry Township, PA
    New Haven, CT
  • 2005-11-30 → 2007-03-12
    Fsc Securities Corporation
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    Beverly Hills, CA
  • 2004-06-03 → 2005-03-09
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-08
  • S66 Uniform Combined State Law Examination
    2004-03-08
Other Names
  • Carlos Aviles
  • Carlos Javier Aviles
  • Javier Aviles

View on SEC IAPD

Other Firms

STARBOARD CAPITAL PARTNERS, LLC
ESSEX FINANCIAL SERVICES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC
FREMONT WEALTH MANAGEMENT, LP
5TH STREET ADVISORS, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Owen W Bregman
CHRISTOPHER JOHNSTON SAWCH
EDWARD ALLEN BOOTH
HAILLEY ANN TORRES
SEAN FRANCIS FLYNN
Eric Carl Peck
THOMAS ANTHONY TURIANO
DAVID MARK BREZINA

Other Offices

STARBOARD CAPITAL PARTNERS, LLC · SOUTHPORT, CT
ESSEX FINANCIAL SERVICES, INC. · Southport, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHPORT, CT
ESSEX FINANCIAL SERVICES, INC. · Southport, CT
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC · SOUTHPORT, CT
FREMONT WEALTH MANAGEMENT, LP · SOUTHPORT, CT
5TH STREET ADVISORS, LLC · SOUTHPORT, CT
EDWARD JONES · SOUTHPORT, CT

More in Southport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor