Brent Robert Chappell

Current Employers

Employment History

• 02/2003 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
• 05/2011 → 02/2023
  Bank Of America, N.A.
  Woodlands, TX
• 02/2023 → Present
  Sanctuary Securities, Inc.
  The Woodlands, TX
• 02/2023 → Present
  Sanctuary Advisors, Llc
  The Woodlands, TX

Previous Registrations

• 2003-06-26 → 2023-02-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodlands, TX
  The Woodlands, TX

Other Businesses

I-For profit or not for profit: For-Profit Organization Name of outside business organization: The Chappell Team Inc Investment related: Y Address of business: The Woodlands, Texas 77382 Nature of business: Family Business, Position, title, association: Trustee, Start date of relationship: 1/3/2011 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is the 401k account for my wife's business. i am listed as a trustee only in the event of an emergency. My only duties are to sign documents, trade the account and withdraw in stencil name only. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LILLIAN WOODS PROPERTY MANAGEMENT, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: THE WOODLANDS, TEXAS 77381 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 1/1/2005 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND I HAVE OWNED RENTAL PROPERTY FOR SEVERAL YEARS. A COUPLE OF WEEKS AGO WE MOVED THE RENTAL PROPERTY BUSINESS INTO ITS OWN LLC - LILLIAN WOODS PROPERTY MANAGEMENT, LLC. 3-For profit or not for profit: Entity For Profit Name of outside business organization: Chancery Holdings LLC Investment related: N Address of business: the woodlands, Texas, 77381 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/24/2022 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 10 Duties: , This is an estate planning entity. It is a holding company for my liquid investment assets. It is managed by a single member - the Third Street Trust and as such it is a disregarded entity for tax reporting purposes. 4-CABRERA CYPRESS POSITION: limited investor NATURE: Limited partnership developing a small community of build to rent homes in Cypress Texas INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 14503 Grant Road, Cypress TX 77429, United States DESCRIPTION: Limited partnership developing a small community of build to rent homes in Cypress Texas 5-13 PARK, LLC POSITION: Manager/Member NATURE: 13 Park LLC holds title to a 2nd residence in Utah. It also owns a piece of land that we will be doing a spec home on with the intent to sell upon completion. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/10/2024 ADDRESS: 11 Chancery Pl, The Woodlands TX 77381, United States DESCRIPTION: Building and selling spec home/s. 6) WASATCH EAST PARK LLC POSITION: LP NATURE: Development INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2026 ADDRESS: 3041 Canyon Links Dr, Park City UT 84098 DESCRIPTION: Development.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-20

Other Names

• Brent Chappell