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Kathleen Patricia Strother

Wells Fargo Clearing Services, LLC

Denver, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-02-24
CA RA APPROVED 2012-02-22
  • CO RA
    APPROVED
    Since 2012-02-24
  • CA RA
    APPROVED
    Since 2012-02-22

Branch Locations

1701 N Lincoln St Suite 100, Denver, CO 80203 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 02/2012 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2007-05-03 → 2012-02-16
    Truist Investment Services, Inc.
    Ocala, FL
  • 2006-06-12 → 2007-03-19
    Wells Fargo Investments, Llc
    Denver, CO
  • 2000-01-11 → 2006-04-03
    Truist Investment Services, Inc.
    Brooksville, FL
    Brooksville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-29
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S66 Uniform Combined State Law Examination
    2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Other Names
  • Kathleen Patricia Feger

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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