Best Investors
Account
Sign in
Best Investors
Account
Sign in
2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-18 |
| CA | RA | APPROVED | 2015-12-01 |
Branch Locations
12520 High Bluff Drive #140, San Diego, CA 92130 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | San Diego | CA | 03/2003 | 11/2017 |
| Trilogy Capital, Inc. | San Diego | CA | 11/2015 | Present |
| Lpl Financial Llc | San Diego | CA | 11/2017 | Present |
| Trilogy Financial Services | San Diego | CA | 11/2003 | Present |
1. 1/17/2018 - Trilogy Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2003. 2. 2/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/2/2020 - CAROLYN SUE ST. CLAIR AND FRANK DUNBAR ST. CLAIR TRUST - Not Investment Related - Home Based - Act in a Fiduciary Capacity - CO-TRUSTEE - Started 06/01/2015 - 20 Hours Per Month/4 Hours During Securities Trading - GRANDMOTHER AND GRANDFATHER. 4. 08/15/2022- Trilogy Financial- Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Start Date- 03/03/2003- 5 Hours Per Month/ 5 Hours During Securities Trading 5. 11/11/2024 - In my trust - Real Estate Rental - Investment Related - San Diego, CA - Start Date 11/01/2021 - 2 Hours Per month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-29 |
Reach out to this advisor