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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
24 Century Hill Drive Suite 105, Latham, NY 12110 • United States
Clifton Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Latham | NY | 03/2003 | 03/2017 |
| Massmutual Life Insurance Co | Latham | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | Present |
Independent Insurance Agent - Life/Accident/Health - from business address - 1 security hours and 0 on security hours -since 10/2016 Independent Insurance Agent - Property and Casualty - from business address - 1 security hours and 0 on security hours -since 07/2016 CPA, A TAX PREPARER-INACTIVE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-20 |
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