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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-06-16
VA RA APPROVED 2022-04-14
CO RA APPROVED 2022-02-10
CA RA APPROVED 2014-04-03
  • ID RA
    APPROVED
    Since 2025-06-16
  • VA RA
    APPROVED
    Since 2022-04-14
  • CO RA
    APPROVED
    Since 2022-02-10
  • CA RA
    APPROVED
    Since 2014-04-03

Branch Locations

2650 Camino Del Rio North Ste 100, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Oakland CA 03/2014 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2007-12-05 → 2012-06-22
    Chase Investment Services Corp.
    Tempe, AZ
    Dallas, TX
    Dallas, TX
    Phoenix, AZ
    Phoenix, AZ
    Venice, CA
    Pacific Palisades, CA
    Phoenix, AZ
    Frisco, TX
    Richardson, TX
    Frisco, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2005-06-24
Other Names
  • Holly Rochelle Dana
  • Holly R Dana
  • Holly Dana
  • Holly R. Dana

View on SEC IAPD

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