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Michael John Paone

Wells Fargo Investment Institute, Inc.

Minneapolis, MN

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-28
  • MN RA
    APPROVED
    Since 2026-01-28

Branch Locations

550 S 4Th St, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. Minneapolis MN 08/2011 03/2017
Rbc Wealth Management Minneapolis MN 03/2022 01/2026
New View Custom Woodworks Blaine MN 08/2019 03/2022
Unemployed Blaine MN 03/2017 08/2019
Wells Fargo Investment Institute, Inc. Minneapolis MN 01/2026 Present
  • 08/2011 → 03/2017
    Piper Jaffray & Co.
    Minneapolis, MN
  • 03/2022 → 01/2026
    Rbc Wealth Management
    Minneapolis, MN
  • 08/2019 → 03/2022
    New View Custom Woodworks
    Blaine, MN
  • 03/2017 → 08/2019
    Unemployed
    Blaine, MN
  • 01/2026 → Present
    Wells Fargo Investment Institute, Inc.
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-14
S63 Uniform Securities Agent State Law Examination 2011-10-27
  • S66 Uniform Combined State Law Examination
    2022-06-14
  • S63 Uniform Securities Agent State Law Examination
    2011-10-27
Other Names
  • Michael John Paone
  • Mike John Paone

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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