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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-08 |
| MN | RA | APPROVED | 2024-02-08 |
| NC | RA | APPROVED | 2024-02-08 |
| WI | RA | APPROVED | 2022-12-08 |
| IL | RA | APPROVED | 2019-08-09 |
| TX | RA | APPROVED | 2019-08-09 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
21925 Field Parkway Suite 220, Deer Park, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Barrington | IL | 03/2003 | 08/2019 |
| Northrock Partners | Minneapolis | MN | 08/2019 | 10/2024 |
| Northrock Partners | Minneapolis | MN | 10/2024 | Present |
1)Business ownership: MKA Advisors LLC, member/shareholder, this LLC exists for accounting and protection purposes for the cash flow of our business; Barrington, IL 60010; Not Investment Related; Jan 2010; 60+ hours per month; 60+ during trading hours. 2) Children's Heart Foundation Board Member. 3) Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. 4) AMTM Real Estate, LLC; 520 West Juneau Avenue, Milwaukee, WI 53202; Office space leasing; Manager; 1/1/2023;1 hour; Duties related as manager. 5) Maintain current IL insurance licensure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-08 |
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