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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-26 |
Branch Locations
1259 Smith Court, Rocky River, OH 44116 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fairlawn | OH | 03/2009 | 04/2017 |
| Raymond James Financial Services Advisors, Inc. | Fairlawn | OH | 03/2009 | 04/2017 |
| Ameriprise Financial Services Inc | Rocky River | OH | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Rocky River | OH | 03/2020 | 09/2024 |
| Lpl Financial Llc | Rocky River | OH | 09/2024 | Present |
1 - 08/19/2024 - Aria Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-07 |
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