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Michael James Sandlin

LPl Financial LLC

Greensboro, NC

Raleigh, NC

Raleigh, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-15
  • NC RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-15

Branch Locations

701 Green Valley Rd, Ste. 302, Greensboro, NC 27408 • United States

3700 Glenwood Ave., Suite 400, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Raleigh NC 01/2013 02/2021
Truist Investment Services, Inc. Raleigh NC 02/2021 07/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2021
Lpl Financial Llc Raleigh NC 07/2021 Present
Previous Registrations
  • 2021-02-17 → 2021-07-19
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Raleigh, NC
    Richmond, VA
  • 2003-06-03 → 2013-01-02
    Scott & Stringfellow, Llc
    Raleigh, NC
    Raleigh, NC
Other Businesses

1)7/2021- Michael & Karen Sandlin- Real Estate Rentals/ 4 properties- property owner- Inv. Related- Raleigh, NC- start date 2007- 2hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-30
  • S66 Uniform Combined State Law Examination
    2003-05-30
Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BY DESIGN FINANCIAL PLANNING
AMERITAS ADVISORY SERVICES, LLC
SMITH PARTNERS WEALTH MANAGEMENT, LLC
CREDIT UNION INVESTMENT SERVICES

Other Investors

Bradley Donald Ross
Douglas Kenely
Ashley Cook
KEVIN BLAKE GUNTER
Jeffrey David Bercaw
John B Bailey
RANDAL LYNN SIPKEMA
PHILLIP PATRICK SIELATYCKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

More in Greensboro, NC

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