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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-20 |
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2040 Highway A1A, Ste 207, Indian Harbour Beach, FL 32937 • United States
2040 Highway A1A Ste 207, Indian Harbour Beach, FL 32937 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2009 | 12/2022 |
| Spc | Ann Arbor | MI | 01/2009 | 12/2022 |
| Lpl Financial Llc | Indian Harbour Beach | FL | 01/2023 | Present |
1-01/2009 / API Financial Management, Inc. / Non-Variable Insurance / INVESTMENT RELATED / Indian Harbour Beach, FL 2- 01/2009 / API FINANCIAL MANAGEMENT, INC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / Indian Harbour Beach, FL 3- 02/2008 / Manny's Allstar Band / OTHER / NON INVESTMENT RELATED / COCOA BEACH, F
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-20 |
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