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1 Baltic Place 201D, Croton On Hudson, NY 10520 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-17 |
| NY | RA | APPROVED | 2021-08-11 |
| TX | RA | APPROVED_RES | 2013-07-19 |
| NJ | RA | APPROVED | 2011-01-14 |
Branch Locations
1 Baltic Place 201D, Croton On Hudson, NY 10520 • United States
32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-01-09 |
Branch Locations
1 Baltic Place 201D, Croton On Hudson, NY 10520 • United States
32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Karagosian Financial Services | New York | NY | 12/2010 | Present |
| Npa Financial Services, Inc. | Fair Lawn | NJ | 02/2011 | Present |
| Npa Asset Management, Inc | Fair Lawn | NJ | 02/2011 | Present |
1) DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. INVESTMENT RELATED, START DATE 2/11/2011. 2) KARAGOSIAN FINANCIAL SERVICES, RIA, START DATE 12/2010, PRESIDENT. 3) Landlord, rental property; start date 09/2016; 0% time spent during regular business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-22 |
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