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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-04-21
CO RA APPROVED 2022-11-14
SC RA APPROVED 2022-05-05
AZ RA APPROVED 2022-04-22
FL RA APPROVED 2022-04-13
LA RA APPROVED 2022-03-21
TX RA APPROVED_RES 2022-03-14
NV RA APPROVED 2020-09-17
WA RA APPROVED 2018-03-30
CA RA APPROVED 2018-03-27
  • OR RA
    APPROVED
    Since 2025-04-21
  • CO RA
    APPROVED
    Since 2022-11-14
  • SC RA
    APPROVED
    Since 2022-05-05
  • AZ RA
    APPROVED
    Since 2022-04-22
  • FL RA
    APPROVED
    Since 2022-04-13
  • LA RA
    APPROVED
    Since 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • NV RA
    APPROVED
    Since 2020-09-17
  • WA RA
    APPROVED
    Since 2018-03-30
  • CA RA
    APPROVED
    Since 2018-03-27

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America San Diego CA 06/2003 10/2017
Park Avenue Securities San Diego CA 01/2005 10/2017
Guardian Life Insurance Company La Jolla CA 10/2017 10/2021
Park Avenue Securities La Jolla CA 10/2017 10/2021
Guardian Life Insurance Company San Diego CA 10/2021 Present
Park Avenue Securities San Diego CA 10/2021 Present
Guardian Life Insurance Company San Diego CA 06/2024 Present
Guardian Life Insurance Company San Diego CA 06/2024 Present
  • 06/2003 → 10/2017
    Guardian Life Insurance Company Of America
    San Diego, CA
  • 01/2005 → 10/2017
    Park Avenue Securities
    San Diego, CA
  • 10/2017 → 10/2021
    Guardian Life Insurance Company
    La Jolla, CA
  • 10/2017 → 10/2021
    Park Avenue Securities
    La Jolla, CA
  • 10/2021 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 10/2021 → Present
    Park Avenue Securities
    San Diego, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    San Diego, CA
Other Businesses

1) Board Member - Peninsula YMCA, assist in buildings and maintenance to ensure that the grounds are maintained to support its members, Start: 10/01/2012, Address: 4390 Valeta Street San Diego, CA 92107, 3 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation, 2) Insurance-licensed with various carriers to offer, Life, Disability, Long Term Care insurance, and health insurance, Start: 01/01/2003, Address: 3111 Camino Del Rio N, Suite 1150 San Diego, CA 92108, 5 total hours per month, 5 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Boy Scouts of America San Diego Imperial Council-Board Member, Start: 05/15/2017, Address: 41207 Upas St. San Diego, CA 9203, 3 total hours per month, 3 during securities trading hours, Not investment related, No annual compensation, 4) Trustee for financial matters for Parents, Start: 09/01/2020, Address: 3510 Elliott St San Diego, CA 92106, 2 total hours per month, 0 during securities trading hours, Not Investment related, No annual compensation, 5) President, R&A-men's mentoring group, Start: 05/01/2022, Address: 5505 Caminito Mundano, San Diego, CA 92130, 2 total hours per month, 0 during securities trading hours, Not Investment related, No annual compensation, 6) President-San Diego Rotary Club, Nature of Business: Rotary club, Start date: 07/01/2026, Address: 2247 San Diego Avenue, Suite 233 San Diego, CA 92110-2943, Duties: Help with guiding the future of the club and non-profit activities. In charge of managing committees. Vote on resolutions of the club, 5 total hours per month; 2 during securities trading hours, Not investment related, Start: 7/1/2025, Address: 3 total hours per month, 2 during securities trading hours Not Investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-14
S63 Uniform Securities Agent State Law Examination 2005-11-03
  • S65 Uniform Investment Adviser Law Examination
    2018-03-14
  • S63 Uniform Securities Agent State Law Examination
    2005-11-03
Other Names
  • William Scofield Hage

View on SEC IAPD

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