Colin E. Shaughnessy

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-05-08
MN	RA	APPROVED	2013-11-26

TX RA
APPROVED

Since 2017-05-08
MN RA
APPROVED

Since 2013-11-26

Branch Locations

7601 France Ave S Ste 600, Edina, MN 55435-5971 • United States

Long Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Edina	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Edina	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Edina, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Edina, MN

Other Businesses

Board of Directors; Orono Westonka Soccer Club; Vice-President; 2465 Wayzata Blvd, , Long lake, MN, 55356; Not Investment-Related; 04/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-16

S66 Uniform Combined State Law Examination

2003-05-16

Designations

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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