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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | New York | NY | 11/2003 | 03/2017 |
| Metlife Securities Inc | New York | NY | 11/2003 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Scottsdale | AZ | 07/2016 | 11/2021 |
| Mml Investors Services, Llc | Scottdale | AZ | 03/2017 | 11/2021 |
| Cetera Advisors Llc | St Cloud | MN | 11/2021 | Present |
| In Touch Wealth Advisors | Scottsdale | AZ | 11/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| San Benedetto Llc | Scottsdale | AZ | 07/2026 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:03/2003, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: IN TOUCH WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND FIXED INSURANCE; 3) NAME OF OTHER BUSINESS: WE SHARE, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: POINT OF CONTACT WITH BISHOP IN INDIA; 4) NAME OF OTHER BUSINESS: MATER MISERICORDIAE CATHOLIC CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1537 W MONROE ST PHOENIX, AZ 85007; NATURE OF BUSINESS: RELIGIOUS; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL DECISIONS OF THE PARISH AND VOTE ON RELATED MEASURES; 5) NAME OF OTHER BUSINESS: CARITAS IN VERITATE INTL.; INVESTMENT RELATED: NO; ADDRESS: 3443 N. CENTRAL AVE #7002 PHOENIZ, AZ 85012; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/ 2012; POSITION/TITLE/RELATIONSHIP: SECRETARY/ BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL DOCUMENTS, VOTE ON ACTIONS ORGANIZATION WILL PURSUE; 6) NAME OF OTHER BUSINESS: EMBASSY OF MALTA INVESTMENT RELATED: NO ADDRESS: 2017 CONNECTICUT AVE NW, WASHINGTON DC BRM, WASHINGTON DC BRM NATURE OF BUSINESS: MALTA EMBASSY VOLUNTEER START DATE: 4/1/2026 POSITION/TITLE/RELATIONSHIP: HONORARY CONSUL OF MALTA APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDING CONSULAR SERVICES, PROMOTING CULTURE, AND FACILITATING BUSINESS. 7) NAME OF OTHER BUSINESS: SAN BENEDETTO LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE A RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-12 |
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