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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-10-22
  • OH RA
    APPROVED
    Since 2003-10-22

Branch Locations

239 E Columbia St Ste 100, Springfield, OH 45503-4210 • United States

Springfield, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield OH 09/2005 03/2020
Ameriprise Financial Services, Llc Springfield OH 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 3225 Maplewood Ave.Springfield, Ohio16 unit apartments, ,; ; / Lot/Land; 1900 Grant Rd, , Springfield, OH, 45502; Not Investment-Related; 05/01/1995. Business Ownership; ADF Properties Ltd.; ; Real Estate; 1900 Grant Rd.Springfield, OH 45502, ,; ; ; 20 to 39 hours per month; . Board of Directors; Mercy Health Foundation - Clark & Champaign Counties; Member; 100 W McCreight Ave Suite 200, , Springfield, OH, 45504; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; St. Joseph/St. Raphael Church; Finance committee; 225 E. High St.Springfield, Ohio 45505, ,; ; 07/01/2015; 1 to 9 hours per month; 0 during trading hours / United Way; Finance Committee. This is a committee that I served on a few years ago. We discuss the finances of the organization; 120 s center street, , springfield, OH, 45502; Not Investment-Related; 12/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-25
  • S66 Uniform Combined State Law Examination
    2008-08-25
Designations
Other Names
  • Peter W Foreman

View on SEC IAPD

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