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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-18 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Thornton | CO | 08/1999 | 06/2024 |
| Charles Schwab Bank, Ssb | Thornton | CO | 07/2006 | 06/2024 |
| Charles Schwab Premier Bank | Thornton | CO | 01/2018 | 06/2024 |
| Charles Schwab Trust Bank | Thornton | CO | 11/2020 | 06/2024 |
| Raymond James & Associates Inc. | Boulder | CO | 06/2024 | 12/2025 |
| Baird | Denver | CO | 12/2025 | Present |
(1)Name of Business: Rose Brooke Designs LLC Address: 3351 E. 140th Place, Thornton, CO, 80602, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I are now going to sell nature photographs and products with nature photographs (example would be iPhone cases) in addition to handmade earrings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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