Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-06-12 |
| TX | RA | APPROVED | 2014-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 10/2009 | Present |
| Bank Of America, N.A. | San Diego | CA | 06/2011 | Present |
I*35034 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: REAL ESTATE INVESTMENT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SAN DIEGO, CALIFORNIA 92113 NATURE OF BUSINESS: OTHER,SINGLE NAME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/10/2010 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE INVESTMENT IN SAN DIEGO COUNTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-19 |
Reach out to this advisor