Grigori Lvov

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-17
NJ	RA	APPROVED	2018-04-06

TX RA
APPROVED_RES

Since 2019-09-17
NJ RA
APPROVED

Since 2018-04-06

Branch Locations

401 Hackensack Ave. Suite 803, Hackensack, NJ 07601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Paramus	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Paramus	NJ	11/2016	04/2018
Raymond James & Associates, Inc	Hackensack	NJ	04/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Paramus, NJ
11/2016 → 04/2018

Wells Fargo Clearing Services, Llc

Paramus, NJ
04/2018 → Present

Raymond James & Associates, Inc

Hackensack, NJ

Previous Registrations

2007-10-25 → 2018-04-09

Wells Fargo Clearing Services, Llc

Paramus, NJ
2003-06-24 → 2007-11-08

Rbc Capital Markets, Llc

Paramus, NJ

West Paterson, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-15

S66 Uniform Combined State Law Examination

2003-05-15

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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