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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-08-18 |
| NJ | RA | APPROVED | 2004-07-16 |
Branch Locations
21 Main St Ste 202 (Br 2), Hackensack, NJ 07601-7080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hackensack | NJ | 07/2004 | Present |
| American School Of Business | Fairfield | NJ | 11/2016 | Present |
(1) 4/13/2005: BRADY FINANCIAL, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - ACCOUNTING PURPOSES ONLY - NAME NOT HELD OUT. (2) 11/14/2006: Brady Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 1/22/2009: Ohio National & Mass Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Sell non-variable insurance products through Ohio National and Mass Mutual. - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (4) 7/8/2011: Brady Financial, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (5) 7/8/2011: Brady Financial, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Offer various Non Variable Insurance products through many different Insurance carriers. - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (6) 7/8/2011: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1% - Notary Public and a Notary Signing Agent. (7) 11/01/2016: American School of Business - Teaching - Investment Related - 194 Route 46 East, Fairfield, NJ 07004 - Start 11/01/2016 - 4 Hr/Mo; 0 Hour(s) During Securities Trading. (8) 4/20/2020 - North Bergen Board of Education - Not Investment Related - North Bergen, NJ - Outside/W-2 Employment - Certified Substitute Teacher & Softball Coach - Start Date: 05/01/2020 - 10 Hours Per Month. (9) 08/23/2023 - Independent Referral Consultants: Referral 150 - Other - Real Estate Agent - Investment Related - Home Based - Start Date 02/08/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-13 |
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