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Terence Patrick Brady

LPl Financial LLC

Hackensack, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-08-18
NJ RA APPROVED 2004-07-16
  • TX RA
    APPROVED_RES
    Since 2005-08-18
  • NJ RA
    APPROVED
    Since 2004-07-16

Branch Locations

21 Main St Ste 202 (Br 2), Hackensack, NJ 07601-7080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hackensack NJ 07/2004 Present
American School Of Business Fairfield NJ 11/2016 Present
  • 07/2004 → Present
    Hackensack, NJ
  • 11/2016 → Present
    American School Of Business
    Fairfield, NJ
Previous Registrations
Other Businesses

(1) 4/13/2005: BRADY FINANCIAL, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - ACCOUNTING PURPOSES ONLY - NAME NOT HELD OUT. (2) 11/14/2006: Brady Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 1/22/2009: Ohio National & Mass Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Sell non-variable insurance products through Ohio National and Mass Mutual. - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (4) 7/8/2011: Brady Financial, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (5) 7/8/2011: Brady Financial, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Offer various Non Variable Insurance products through many different Insurance carriers. - LIFE, HEALTH, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES. (6) 7/8/2011: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1% - Notary Public and a Notary Signing Agent. (7) 11/01/2016: American School of Business - Teaching - Investment Related - 194 Route 46 East, Fairfield, NJ 07004 - Start 11/01/2016 - 4 Hr/Mo; 0 Hour(s) During Securities Trading. (8) 4/20/2020 - North Bergen Board of Education - Not Investment Related - North Bergen, NJ - Outside/W-2 Employment - Certified Substitute Teacher & Softball Coach - Start Date: 05/01/2020 - 10 Hours Per Month. (9) 08/23/2023 - Independent Referral Consultants: Referral 150 - Other - Real Estate Agent - Investment Related - Home Based - Start Date 02/08/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-04
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    1999-06-04
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Other Names
  • Terry Brady

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