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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2022 | Present |
| Pricewaterhousecoopers Llp | New York | NY | 01/2017 | 06/2021 |
| Unemployed | N/A | XX | 05/2016 | 01/2017 |
| Unemployed | N/A | XX | 06/2021 | 11/2021 |
| Athleta Llc | Edgewater | NJ | 11/2021 | 02/2022 |
| Unemployed | N/A | XX | 02/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1) NAME OF OTHER BUSINESS: KLUGE FINANCIAL GROUP, LLC INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30-40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-26 |
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