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Kenneth Peter Dipaola

LPl Financial LLC

Hackensack, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2002-06-14
  • NJ RA
    APPROVED
    Since 2002-06-14

Branch Locations

21 Main St Ste 202, Hackensack, NJ 07601-7080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hackensack NJ 02/1999 Present
  • 02/1999 → Present
    Lpl Financial
    Hackensack, NJ
Other Businesses

1. 9/26/2012: THE SENIOR GROUP /Business Entity For Tax/Investment Purposes Only /INV REL/ AT REPORTED BUSINESS LOCATION(S)/The Senior Group is an S-Corp with own LPL email address. It's been used for accounting/payroll purposes, equipment ownership, leasing and credit rating since 1998 / TIME SPENT 5%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-17
  • S63 Uniform Securities Agent State Law Examination
    1984-04-17
Designations

View on SEC IAPD

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