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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-12 |
| NJ | RA | APPROVED | 2017-10-20 |
Branch Locations
North Caldwell, NJ • United States
505 Main Street Suite 200, Hackensack, NJ 07601-5925 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/1999 | 10/2017 |
| Bank Of America, N.A. | Paramus | NJ | 05/2011 | 10/2017 |
| Janney Montgomery Scott, Llc | Hackensack | NJ | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-16 |
| S66 | Uniform Combined State Law Examination | 2000-06-29 |
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